Client Relationship Summary (Form CRS)
Quadrant Private Wealth Management, LLC (dba Quadrant Capital) is registered with the Securities and Exchange Commission as an investment adviser. Please follow the attached link for a summary that is designed to assist retail investors with the process of deciding whether to establish an investment advisory or brokerage relationship.
Fees for brokerage and investment advisory services differ among broker-dealers and investment advisers and it is important that you understand the differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
Form ADV Part 2a
Please follow the attached link for a narrative brochure that contains information about our advisory firm, business practices, fees, conflicts of interest, and disciplinary information.
IMPORTANT CONSUMER DISCLOSURE
Quadrant and its representatives are in compliance with the current registration and notice filing requirements imposed upon federally registered investment advisers by those states in which Quadrant maintains clients. Quadrant may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements.
This website is limited to the dissemination of general information regarding the Firm’s investment advisory services offered to U.S. residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Quadrant’s website on the Internet should not be construed by any consumer and/or prospective client as a solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment, tax or legal advice. Furthermore, the information resulting from the use of any tools or other information on this website should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Quadrant. Any subsequent direct communication from Quadrant with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Quadrant does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this website or incorporated herein, and takes no responsibility therefore. All such information is provided for convenience purposes only and all users thereof should be guided accordingly.
All statements and opinions included on this website are subject to change as economic and market conditions dictate, and do not necessarily represent the views of Quadrant or any of their respective affiliates. Past performance may not be indicative of future results and there can be no assurance that any views, outlooks, projections or forward-looking statements will come to pass. Investing involves risk, including the potential loss of principal, and the profitability of any particular investment strategy or product cannot be guaranteed.
For information pertaining to the registration status of Quadrant, please refer to the Investment Adviser Public Disclosure website, operated by the U.S. Securities and Exchange Commission, at www.adviserinfo.sec.gov., which contains the most recent versions of the Firm’s Form ADV disclosure documents.
ACCESS TO THIS WEBSITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE OR ANY THIRD PARTY WEBSITE REFERENCED HEREIN.